Broker Check

Strategic Partners

Synergy Securities is... 

A High Value-added Firm

We focus on active, high value-added investment strategies that allow our experienced investment professionals to pursue superior results through a combination of original thinking and a disciplined approach. We provide each investment team with ample resources and support, without imposing a centralized research function, allowing them to focus on areas of opportunity to generate returns in excess of the relevant benchmarks.

A Firm that Seeks to Achieve Thoughtful Growth

The evolution of any business requires thoughtful planning for growth. Our entrepreneurial mindset keeps us actively looking for ways to maximize long-term career opportunities for our existing investment professionals, and make our business attractive to prospective investment talent. Attracting and keeping talented investment professionals will make the Synergy Securities team more powerful and knowledgeable, ultimately benefiting our clients as we provide investment solutions that are aligned with long-term global trends.

A Talent Driven Business

The Synergy Securities business model is designed to attract, develop and retain talented investment professionals by allowing them to focus on portfolio management in an environment conducive to producing their best work on a consistent, long-term basis. Our experienced leadership team supports our investment management capabilities by managing a centralized compliance infrastructure, allowing our investment professionals to focus primarily on making investment decisions and generating returns for our clients. To the greatest degree possible, we try to align our investment professional's financial incentives with the long-term interests of our clients.

We look to form partnerships with firms that share our core values and passion for what we do...

Our Clearing Partner

Hilltop Holdings (NYSE: HTH) has approximately $11.7 billion in assets and approximately 5,300 employees across the nation. By building on the proud history of Southwest Securities and FirstSouthwest, HilltopSecurities is positioned as the premier broker-dealer headquarters in the Southwest, with a national reach and offices from coast to coast. We provide the state-of-the-art technology our clients expect combined with highly responsive service. Our solutions help our partners reduce costs and complexity while streamlining business processes, so they can operate more efficiently and gain competitive advantage. We look forward to engaging each of our clients on a personal basis and becoming a true partner in the success of their business.

Through Our Partners, We Have Access To:

Fixed Income Offerings                                 Equities and Funds                             Insurance Products

  • U.S. Government Bonds                                                     Common Stock                                                  Term Life Insurance
  • Municipal Bonds                                                                  Exchange Traded Funds                                   Variable Annuities
  • Corporate Debt                                                                    Mutual Funds                                                     Long Term Care
  • Collateralized Mortgage Obligations                                                                                                              Key Man Insurance
  • Certificates of Deposit                                                                                                                                    Second to Die Policies

Individual Accounts                                       Financial Planning Services

  • Educational IRA                                                                    Retirement Plans
  • Traditional IRA                                                                      Tax Plans
  • Roth IRA                                                                               401(k) Planning
  • SEP IRA                                                                                403(b) Planning
  • Simple IRA                                                                            College Plans
  • Brokerage Accounts                                                              Estate Planning
  • Minor Accounts                                                                     Trust Accounts
  • Money Purchase Plans
  • Defined Benefit Plans

This is not a complete list of our offerings. Please contact us to speak to one of our professionals regarding your investing needs.

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